Edward Dare III, CLU, ChFC, CLTC

President & CEO

• Executive oversight

• Recruiting

• Strategic planning & practice development

• GNL study groups

Eric Dare, CFP®

Executive Vice President

• Recruiting & corporate growth strategies

• Strategic initiatives

• Risk managment

• Qualified plans & financial planning

Debbie Lyons

Data Entry Specialist

• Corporate office liaison

• Administrative support

• Advisory operations support

Kim Casner, Esquire

Senior Vice President, General Counsel

• Broker dealer compliance oversight

• RIA compliance

• Legal inquiries

Ben Payne

Compliance Associate

• Sales material & ad review

• Compliance supervision

• Broker dealer liaison

Robert Pfahl

Senior Compliance Associate

• Broker dealer & third party money manager new business

• Suitability review

• State securities and IAR registration

• Pershing trading

Kelly Burger

Compliance Data Analyst

• Review of Vicus Capital managed accounts

• Due diligence third party reviews

• Assistance with IAR audits

Dawn Kay

Vice President, Finance

• Associate commissions & payouts

• Accounts payable & receivable

• Human resources management & payroll

• PFG Wealth Management Executive Account Manager

Mary Fogle

Compensation Manager

• Gross dealer concessions

• Life production compilation

• Production reporting

Ron Lutz

Director, Technology

• IT consulting

• IT help desk

Ethan Haupt

IT Help Desk Technician

• IT help desk