Your Team
Leadership
Edward Dare III, CLU, ChFC, CLTC
President & CEO
-
Executive oversight
-
Recruiting
-
Strategic planning & practice development
-
GNL study groups
Eric Dare, CFP®
Executive Vice President
-
Recruiting & corporate growth strategies
-
Strategic initiatives
-
Risk managment
-
Qualified plans & financial planning
Executive Support
Courtney Schmittle
Chief of Staff
-
Executive leadership support
-
Strategic project detail oversight
-
Corporate team liaison
Tessa Schultz
VP, Office Administrator & Client Experience
-
Executive leadership support
-
GNL coordination & support
-
Business development recruiting & onboarding support
-
Strategic project coordination
Office Support
Holly Kane
Front Office Coordinator
-
Corporate office liaison
-
Administrative support
-
Advisory operations support
Compliance
Kim Casner, Esquire
Senior Vice President, General Counsel
-
Broker dealer compliance oversight
-
RIA compliance
-
Legal inquiries
Ben Payne
Compliance Associate
-
Sales material & ad review
-
Compliance supervision
-
Broker dealer liaison
Robert Pfahl
Senior Compliance Associate
-
Broker dealer & third party money manager new business
-
Suitability review
-
State securities and IAR registration
-
Pershing trading
Kelly Burger
Compliance Data Analyst
-
Review of Vicus Capital managed accounts
-
Due diligence third party reviews
-
Assistance with IAR audits
Finance & Accounting
Dawn Kay
Vice President, Finance
-
Associate commissions & payouts
-
Accounts payable & receivable
-
Human resources management & payroll
-
PFG Wealth Management Executive Account Manager
Mary Fogle
Compensation Manager
-
Gross dealer concessions
-
Life production compilation
-
Production reporting
Information & Technology
Ron Lutz
Director, Technology
-
IT consulting
-
IT help desk
Alec Mertz
IT Support Specialist
-
IT help desk
*Employees are not affiliated or registered with Cetera Advisor Networks LLC. Any information provided by them is in no way related to Cetera Advisor Networks LLC or its registered representatives.
​
Edward Dare, Eric Dare, Kimberli Fleck, Mary Fogle, Ben Payne, & Robert Pfahl are Registered Representatives with Cetera Advisor Networks LLC.
