Your Team
Leadership
Eric Dare, CFP®*
President & CEO
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Executive oversight
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Recruiting
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Strategic planning & practice development
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GNL study groups
Executive Support
Courtney Schmittle
Chief of Staff
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Executive leadership support
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Strategic project detail oversight
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Corporate team liaison
Tessa Schultz
VP, Office Administrator & Client Experience
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Executive leadership support
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GNL coordination & support
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Business development recruiting & onboarding support
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Strategic project coordination
Office Support
Shelby Woodring
Front Office Coordinator
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Corporate office liaison
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Administrative support
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Advisory operations support
Compliance
Kim Casner*, Esquire
Senior Vice President, General Counsel
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Broker dealer compliance oversight
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RIA compliance
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Legal inquiries
Ben Payne*
Compliance Associate
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Sales material & ad review
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Compliance supervision
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Broker dealer liaison
Robert Pfahl*
Senior Compliance Associate
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Broker dealer & third party money manager new business
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Suitability review
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State securities and IAR registration
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Pershing trading
Kelly Burger*
Compliance Data Analyst
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Review of Vicus Capital managed accounts
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Due diligence third party reviews
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Assistance with IAR audits
Finance & Accounting
Dawn Kay
Vice President, Finance
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Associate commissions & payouts
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Accounts payable & receivable
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Human resources management & payroll
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PFG Wealth Management Executive Account Manager
Mary Fogle
Compensation Manager
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Gross dealer concessions
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Life production compilation
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Production reporting
Information & Technology
Ron Lutz
Director, Technology
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IT consulting
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IT help desk
​Eric Dare, Kimberli Casner, Ben Payne, Kelly Burger & Robert Pfahl are Registered Representatives with Cetera Wealth Services, LLC.
