Your Team
Leadership
-
Executive oversight
-
Recruiting
-
Strategic planning & practice development
-
GNL study groups
Edward Dare III, CLU, ChFC, CLTC
President & CEO
Edward Dare III, CLU, ChFC, CLTC
President & CEO
-
Recruiting & corporate growth strategies
-
Strategic initiatives
-
Risk management
-
Qualified plans & financial planning
Eric Dare, CFP®
Executive Vice President
Eric Dare, CFP®
Executive Vice President
Executive Support
-
Executive leadership support
-
Strategic project detail oversight
-
Corporate team liaison
Courtney Schmittle
Chief of Staff
Courtney Schmittle
Chief of Staff
-
Executive leadership support
-
GNL coordination and support
-
Business development recruiting and onboarding support
-
Strategic project coordination
Tessa Schultz
Executive Administrator
Tessa Schultz
Executive Administrator
Office Support
-
Corporate office liaison
-
Inventory & facilities management
-
Administrative support
Kayla McLain
Front Office Coordinator
Kayla McLain
Front Office Coordinator
Compliance
-
Broker dealer compliance oversight
-
RIA compliance
-
Legal inquiries
Kimberli Fleck, Esquire
Senior Vice President &
General Counsel
Kimberli Fleck, Esquire
Senior Vice President &
General Counsel
-
Broker dealer and third party money manager new business
-
Suitability review
-
State securities and IAR registration
-
Pershing trading
Robert Pfahl
Senior Compliance Associate
Robert Pfahl
Senior Compliance Associate
-
Sales material and ad review
-
Compliance supervision
-
Broker dealer liaison
Ben Payne
Compliance Associate
Ben Payne
Compliance Associate
-
TAMP research & analytics
-
Program & transaction reports
-
Compliance support
Sarah Mitrotz
Compliance Specialist
Sarah Mitrotz
Compliance Specialist
Finance & Accounting
-
Associate commissions & payouts
-
Accounts payable & receivable
-
Human resources management & payroll
-
PFG Wealth Management Executive Account Manager
Dawn Kay
Vice President, Finance
Dawn Kay
Vice President, Finance
-
Gross dealer concessions
-
Life production compilation
-
Production reporting
Mary Fogle
Compensation Manager
Mary Fogle
Compensation Manager
Risk Management
-
Assistance with licensing & appointment registrations
-
Liaison between financial advisors & insurance
Tammy Vratarich
Relationship Case Manager
Tammy Vratarich
Relationship Case Manager
Information Technology
-
IT consulting
-
IT help desk
Ron Lutz
Director, Technology
Ron Lutz
Director, Technology
-
IT help desk
Eric Russell
IT Help Desk Technician
Eric Russell
IT Help Desk Technician
*Employees are not affiliated or registered with Cetera Advisor Networks LLC. Any information provided by them is in no way related to Cetera Advisor Networks LLC or its registered representatives.
Edward Dare, Eric Dare, Kimberli Fleck, Mary Fogle, Sarah Mitrotz, Ben Payne, & Robert Pfahl are Registered Representatives with Cetera Advisor Networks LLC.
