Kimberli Fleck, Esquire
Senior Vice President & General Counsel
Kimberli Fleck is Senior Vice President and General Counsel for PFG. In this capacity, Kim oversees all aspects of PFG’s Compliance and Legal departments, interfacing directly with broker dealer executive staff and State and Federal regulators on behalf of PFG associates. Additionally, she maintains oversight of all policies and procedures of the firm. The scope of her work extends beyond the firm, having served on the advisory board of Walnut Street Securities on behalf of financial advisors.
Kim began her career as Managing Attorney for AHC, Inc., in Manassas, VA. She graduated from The Pennsylvania State University, receiving her Bachelor of Arts degree in Political Science and earned her Juris Doctor from the Widener University School of Law. She is admitted to the Commonwealth of Pennsylvania as an attorney at law. Kim holds registrations Series 4, 7, 24, 53, and 66.