Your Team
Leadership
Edward Dare III, CLU, ChFC, CLTC
President & CEO
-
Executive oversight
-
Recruiting
-
Strategic planning & practice development
-
GNL study groups
Eric Dare, CFP®
Executive Vice President
-
Recruiting & corporate growth strategies
-
Strategic initiatives
-
Risk managment
-
Qualified plans & financial planning
Executive Support
Courtney Schmittle
Chief of Staff
-
Executive leadership support
-
Strategic project detail oversight
-
Corporate team liaison
Tessa Schultz
Executive Administrator
-
Executive leadership support
-
GNL coordination & support
-
Business development recruiting & onboarding support
-
Strategic project coordination
Office Support
Holly Kane
Front Office Coordinator
-
Corporate office liaison
-
Administrative support
-
Advisory operations support
Compliance
Kim Casner, Esquire
Senior Vice President, General Counsel
-
Broker dealer compliance oversight
-
RIA compliance
-
Legal inquiries
Ben Payne
Compliance Associate
-
Sales material & ad review
-
Compliance supervision
-
Broker dealer liaison
Robert Pfahl
Senior Compliance Associate
-
Broker dealer & third party money manager new business
-
Suitability review
-
State securities and IAR registration
-
Pershing trading
Kelly Burger
Compliance Data Analyst
-
Review of Vicus Capital managed accounts
-
Due diligence third party reviews
-
Assistance with IAR audits
Finance & Accounting
Dawn Kay
Vice President, Finance
-
Associate commissions & payouts
-
Accounts payable & receivable
-
Human resources management & payroll
-
PFG Wealth Management Executive Account Manager
Mary Fogle
Compensation Manager
-
Gross dealer concessions
-
Life production compilation
-
Production reporting
Information & Technology
Ron Lutz
Director, Technology
-
IT consulting
-
IT help desk
Alec Mertz
IT Help Desk Technician
-
IT help desk
*Employees are not affiliated or registered with Cetera Advisor Networks LLC. Any information provided by them is in no way related to Cetera Advisor Networks LLC or its registered representatives.
Edward Dare, Eric Dare, Kimberli Fleck, Mary Fogle, Ben Payne, & Robert Pfahl are Registered Representatives with Cetera Advisor Networks LLC.
